-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EVYGmPtMb4vuqIjDjIXgw0YmECezUj0bvDzZowGDtzXoz80nm2BEZQphJCATdcE3 BruwNv5Onm5At8FxKxuxHA== 0001341004-06-003596.txt : 20061222 0001341004-06-003596.hdr.sgml : 20061222 20061222111710 ACCESSION NUMBER: 0001341004-06-003596 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061222 DATE AS OF CHANGE: 20061222 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PARLUX FRAGRANCES INC CENTRAL INDEX KEY: 0000802356 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 222562955 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38657 FILM NUMBER: 061295509 BUSINESS ADDRESS: STREET 1: 3725 S W 30TH AVE CITY: FT LAUDERDALE STATE: FL ZIP: 33312 BUSINESS PHONE: 9543169008 MAIL ADDRESS: STREET 1: 3725 S W 30TH AVENUE CITY: FT LAUDERDALE STATE: FL ZIP: 33312 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NUSSDORF GLENN H CENTRAL INDEX KEY: 0001244191 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 14 EAST 81ST STREET CITY: NEW YORK STATE: NY ZIP: 10028 SC 13D/A 1 ny1186836.txt SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) ----------------------------- PARLUX FRAGRANCES, INC. (Name of Issuer) Common Stock, $0.01 par value per share 0000802356 (Title of class of securities) (CUSIP number) Daniel E. Stoller, Esq. Skadden, Arps, Slate, Meagher & Flom LLP Four Times Square, New York, New York 10036 (212) 735-3000 (Name, address and telephone number of person authorized to receive notices and communications) December 22, 2006 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. (However, see the Notes.) (Continued on following pages) (Page 1 of 5 Pages) - -------------------------------- -------------------------------- CUSIP No. 0000802356 13D Page 2 of 5 Pages - -------------------------------- -------------------------------- - ------------- --------------------------------------------------------------- 1 NAME OF REPORTING PERSON Glenn H. Nussdorf S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------- --------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [ ] - ------------- --------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------- 4 SOURCE OF FUNDS: PF - ------------- --------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [ ] - ------------- --------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER: 1,962,629 NUMBER OF SHARES ----------- --------------------------------------------- 8 SHARED VOTING POWER: 250,00 BENEFICIALLY OWNED BY ----------- --------------------------------------------- 9 SOLE DISPOSITIVE POWER 1,962,629 EACH REPORTING ----------- --------------------------------------------- 10 SHARED DISPOSITIVE POWER 250,000 PERSON WITH - ------------- --------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY 2,212,629 REPORTING PERSON: - ------------- --------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - ------------- --------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 12.2% - ------------- --------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN - ------------- --------------------------------------------------------------- - -------------------------------- -------------------------------- CUSIP No. 0000802356 13D Page 3 of 5 Pages - -------------------------------- -------------------------------- - ------------- --------------------------------------------------------------- 1 NAME OF REPORTING PERSON Lillian Ruth Nussdorf S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------- --------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [ ] - ------------- --------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------- 4 SOURCE OF FUNDS: PF - ------------- --------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [ ] - ------------- --------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER: 0 NUMBER OF SHARES ----------- --------------------------------------------- 8 SHARED VOTING POWER: 250,000 BENEFICIALLY OWNED BY ----------- --------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 EACH REPORTING ----------- --------------------------------------------- 10 SHARED DISPOSITIVE POWER 250,000 PERSON WITH - ------------- --------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 250,000 - ------------- --------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [ ] - ------------- --------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.38% - ------------- --------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN - ------------- --------------------------------------------------------------- This Amendment No. 5 ("Amendment No. 5") is being filed by and on behalf of Glenn H. Nussdorf ("Mr. Nussdorf") and Lillian Ruth Nussdorf (collectively with Mr. Nussdorf, the "Nussdorfs"), and it amends the statement of beneficial ownership on Schedule 13D (the "Schedule 13D") filed on September 7, 2006, as amended by Amendment No. 1 filed on September 27, 2006, Amendment No. 2 filed on September 27, 2006, Amendment No. 3 filed on October 17, 2006 and Amendment No. 4 filed on November 21, 2006 with respect to the ownership of common stock, par value $0.01 per share ("Common Stock"), of Parlux Fragrances, Inc. ("Parlux" or the "Company"). Capitalized terms used herein and not defined herein have the meanings ascribed thereto in the Schedule 13D, as previously amended. ITEM 4. Purpose of Transaction. Item 4 of the Schedule 13D is hereby amended by adding the following thereto: On December 22, 2006, Mr. Nussdorf filed a preliminary consent statement on Schedule 14A with the Securities and Exchange Commission in connection with his proposed solicitation of consents from the holders of Common Stock to (i) remove, without cause, all existing members of the Company's Board of Directors (the "Board") (and any person or persons, other than those elected pursuant to the consent solicitation, elected or designated by any of such directors to fill any vacancy or newly created directorships), and (ii) elect himself, Michael Katz, Joshua Angel, Anthony D'Agostino, Neil Katz and Robert Mitzman (each, a "Nominee") as the directors of the Company (or if any such Nominee is unable or unwilling to serve on the Board, any other person designated as a Nominee by Mr. Nussdorf). On December 22, 2006, Mr. Nussdorf sent a letter to the Secretary of the Company pursuant to Section 220 of the Delaware General Corporation Law and Rule 14a-7 under the Securities Exchange Act of 1934, as amended, demanding a copy of the Company's stockholders list and related materials. Also, on December 22, 2006, Mr. Nussdorf sent a letter to the Board requesting that the Board set a record date for determining the stockholders entitled to consent to corporate action in writing without a meeting in connection with Mr. Nussdorf's consent solicitation. SIGNATURES After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this Statement is true, complete and correct. Dated: December 22, 2006 /s/ Alfred R. Paliani ----------------------------------------------- Glenn H. Nussdorf By: Alfred R. Paliani, duly authorized under previously filed Power of Attorney /s/ Alfred R. Paliani ----------------------------------------------- Lillian Ruth Nussdorf By: Alfred R. Paliani, duly authorized under previously filed Power of Attorney -----END PRIVACY-ENHANCED MESSAGE-----